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AXIBROKER · AI Boutique Brokerage

Boutique brokerage.
Big-dealer back office.

AXIBROKER is an AI boutique brokerage solution designed to reduce your back-office costs. It automates post-trade operations — trade capture, allocation, confirmation, settlement, custody reconciliation and record-keeping — on a shared, permissioned, tamper-evident ledger, and uses AI to flag likely problems before they turn into costs.

Permissioned ledger
Hyperledger Fabric settlement record
AI forecasting
Early warnings for fails, anomalies and capacity
Custodian connectivity
State Street and Northern Trust integrations planned
One suite, one sign-on
Trade · CRM · Accounting with AXERP and Frappe CRM

Same post-trade workload as a large dealer — a fraction of the staff

Boutique and independent brokerages carry the same post-trade and compliance obligations as the largest firms. AXIBROKER is built around one idea: capture every trade event once, keep a shared, verifiable record of it, connect to custodians through their standard channels, reconcile automatically, and surface likely issues early.

The goal is lower back-office cost and lower operational risk. We will quantify the savings together with our design partners.

Manual breaks & exceptions
Mismatched confirmations, stale settlement instructions and custody breaks are still fixed by email and spreadsheet.
T+1 settlement pressure
US and Canadian equities moved to T+1 in May 2024, leaving far less time to fix a trade before it fails.
Fragmented records
Order, trade, settlement and custody data live in separate systems, making audits and regulatory requests slow.
The AXIBROKER answer
One event-driven platform, one verifiable record, automated reconciliation and AI-assisted exception handling.

Event-driven services around a permissioned ledger

AXIBROKER is a set of event-driven services. Business events flow over a Kafka-compatible bus. Post-trade facts that several parties must agree on — settlement obligations and their status — are written to a Hyperledger Fabric permissioned ledger, while everything else stays in conventional, access-controlled data stores. Custodian traffic is isolated behind a dedicated gateway, and AI services only consume events and publish advisory signals.

AXIBROKER high-level architecture: unified app shell with single sign-on, secure API gateway, event-driven core services, Kafka event bus, PostgreSQL, Redis and Hyperledger Fabric data stores, AXERP and Frappe CRM on MariaDB, and planned custodian and Bloomberg connectivity

High-level target architecture. AXIBROKER is in early development; custodian and Bloomberg connectivity shown on the roadmap are not live.

What the platform is designed to do

Permissioned blockchain ledger
Hyperledger Fabric gives a private, permissioned, tamper-evident settlement record with known participants, no public token, and deterministic finality. Only the facts parties must agree on go on-chain; client data stays off-chain.
AI forecasting
Forecasts of trade volume, liquidity and cash needs, settlement-fail prediction, anomaly detection and capacity prediction. AI is advisory, governed and monitored — people approve every consequential action.
Automated reconciliation
Position and cash reconciliation against custodian statements, with breaks classified automatically so operations teams work exceptions, not spreadsheets.
Planned · In design
Custodian integration
A single custodian gateway designed around standard custody channels (SWIFT ISO 15022/20022 messaging, secure file transfer and APIs). Integrations with State Street and Northern Trust are planned and in design; no live connections or partnerships are implied.
Exploratory
Bloomberg drag-and-drop
Drag tickers or selections from a Bloomberg Terminal straight into the AXIBROKER trade screen. The drop zone is being prototyped; instrument resolution through Bloomberg would apply only where the client holds the appropriate licence.
Audit trail & record-keeping
An immutable audit trail and retention by design, so regulatory and audit requests draw on one consistent record instead of several disconnected systems.
Part of the AXINA suite

AXERP + Frappe CRM + AXIBROKER — one sign-on, one app shell

AXIBROKER is designed as one part of AXINA's integrated offering. Each product keeps doing what it is best at, and a connector keeps them in step, so brokers move between trading, client relationships and accounting without re-keying data or logging in again.

AXIBROKER — trading & post-trade
Orders, allocations, settlement, custody reconciliation and AI signals.
AXERP (ERPNext) — accounting & billing
Company accounting, invoicing and purchasing, with brokerage data surfaced inside AXERP.
Frappe CRM — client relationships
Prospects, clients and deals, kept in sync with brokerage accounts.
Unified SSO & app shell
One OpenID Connect login and one navigation shell — Trade · CRM · Accounting — across all three.

Each store has one owner

There is no shared database between AXIBROKER and the AXERP suite. Data moves between them only through the connector and events, which keeps each system independently secure, upgradeable and auditable.

StoreOwnerRole
PostgreSQLAXIBROKEROperational system of record: orders, allocations, custody messages, reconciliation results and reference data.
RedisAXIBROKERCaching, rate limiting and short-lived keys. Never the system of record.
Kafka-compatible event busAXIBROKERBusiness events that connect services and feed AI forecasting.
Hyperledger FabricAXIBROKERPermissioned ledger for settlement obligations, status transitions and audit anchors.
MariaDB 11.8AXERP suiteAXERP (ERPNext) and Frappe CRM data: ledgers, invoices, customers, contacts and deals.

Built with the same cloud and identity model as AXERP

AXIBROKER is designed to follow the same operating model as AXERP on Amazon Web Services, with data-residency-aware regions, encryption everywhere and hardware-backed key management. Single sign-on is designed around standard OpenID Connect, with Microsoft Entra ID as the recommended identity provider for AXINA-managed deployments.

Shape AXIBROKER with us

AXIBROKER is in early development. We are looking for boutique and independent brokerages to join as design partners and help prioritise the roadmap.

Talk to Axina

About AXIBROKER

AXIBROKER is Axina Group's AI boutique brokerage platform, designed to reduce back-office costs for boutique and independent brokerages.

It combines event-driven post-trade services, a Hyperledger Fabric permissioned ledger and advisory AI, and is designed to work alongside AXERP and Frappe CRM under a single sign-on.

Permissioned Ledger Advisory AI

Request an AXIBROKER Briefing